Practical compliance.
Confident oversight.
Kuria Consulting helps registered investment advisers and broker-dealers build compliance and supervisory programs that fit how the firm actually works.
HOUSTON, TEXAS
SERVING FIRMS NATIONWIDE
SERVICES
Practical solutions
for real world compliance.
BUILT AROUND
HOW YOUR FIRM OPERATES.
HOW YOUR FIRM OPERATES.
MEET KATHY
Experience that leads. Partnership that lasts.
Kathy Kuria is the Principal of Kuria Consulting, LLC. Over more than twenty-five years in investment adviser, broker-dealer, insurance, and banking compliance, she has built compliance programs, run supervisory oversight, prepared firms for regulatory examinations, and managed the testing and reporting obligations that keep a program credible year after year.
COMPLIANCE CONSULTING,
PRINCIPAL TO PRINCIPAL.
PRINCIPAL TO PRINCIPAL.